BARBARA MILANO KEENAN, Circuit Judge:
Megan Hanson Mosteller was charged with theft of government funds, in violation of 18 U.S.C. § 641. As a result of evidentiary problems occurring during her trial, Mosteller moved for a mistrial, which the district court granted on the condition that she waive her rights under the Speedy Trial Act, 18 U.S.C. §§ 3161 through 3174 (the Speedy Trial Act, or the Act). More than 70 days after the mistrial was declared, the court conducted a second trial, in which the jury found Mosteller guilty of violating 18 U.S.C. § 641. Mosteller did not assert a violation of the Speedy Trial Act in the district court, but alleges on appeal that her rights under the Act were violated.
We hold that although Mosteller's attempt to waive her rights under the Speedy Trial Act was null and void, she is not entitled to assert for the first time on appeal that a violation of the Act occurred. The plain language of the Act requires that a defendant asserting a violation of the Act move for dismissal of an indictment before a new trial begins, or be precluded from seeking such a dismissal. In view of this waiver imposed by statute, we are not permitted to consider Mosteller's argument that her rights under the Act were violated, even under the plain error standard of review. Accordingly, we affirm the district court's judgment.
In September 2007, Megan and Jeremy Lewis Mosteller, Jr. (Jeremy), a lance corporal in the United States Marine Corps, were married. The couple separated
After Jeremy's death, Mosteller applied for and began receiving "dependency and indemnity compensation" as Jeremy's surviving spouse from the Department of Veteran Affairs (VA), in the amount of about $1,100 per month (the surviving spouse benefits). As a condition of receiving this compensation, she was required to inform the VA of any change in her marital status before the age of 57, which event would terminate her entitlement to the surviving spouse benefits. Mosteller also applied for and received about $3,000 in education benefits reserved for surviving dependents of veterans (the education benefits). Her continued receipt of the education benefits was subject to requirements that she remain unmarried and attend classes. Mosteller was obligated to notify the VA if she ceased attending classes or remarried.
In August 2008, Mosteller married David Robert Redding, Jr. Mosteller did not inform the VA of her change in marital status and continued to receive surviving spouse benefits until October 2010. Additionally, Mosteller did not inform the VA that after receiving the education benefits, she had not attended any classes.
The VA's Office of Inspector General instituted an investigation of Mosteller's receipt of VA benefits.
Mosteller's first trial began on November 1, 2011. After a witness testifying on behalf of the government made statements regarding Mosteller's receipt of the education benefits, Mosteller moved for a mistrial on the basis that her receipt of those benefits was not part of the charged conduct. The government opposed Mosteller's motion. Although the district court observed that Mosteller's receipt of the education benefits was outside the scope of the indictment, the court denied the motion for a mistrial and instead struck the testimony concerning the education benefits and offered to provide a curative instruction to the jury. Additionally, the government agreed that it would not introduce further evidence relating to the education benefits.
After a recess, however, the government informed the district court that it would be difficult to redact certain exhibits containing information relating to both the surviving spouse benefits and the education benefits. The government withdrew its opposition to Mosteller's motion for a mistrial, and stated that a superseding indictment would be filed if a mistrial was granted. The court stated that it was inclined to grant a mistrial if Mosteller agreed to waive her rights under the Speedy Trial Act until the court's January 2012 term. After the court addressed Mosteller individually, informing her of her rights under the Speedy Trial Act, Mosteller stated that she would waive her rights under the Act as a condition of the court's decision to grant a mistrial. Accordingly, on November 1, 2011, the district court declared a mistrial.
Two weeks later, the grand jury issued a superseding indictment, charging Mosteller with theft of government funds in violation of 18 U.S.C. § 641, based on her receipt of both the education benefits and the surviving spouse benefits. Although
On appeal, Mosteller's counsel initially filed a brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), asserting that there were no meritorious issues for appeal but questioning whether Mosteller's rights under the Fifth Amendment's Double Jeopardy Clause were violated. Mosteller filed a pro se supplemental brief contending, among other things, that her rights under the Speedy Trial Act were violated. This Court directed that counsel for the government and Mosteller file supplemental briefs addressing the statutory speedy trial issue.
Mosteller contends that the district court erred in requiring that she waive her rights under the Speedy Trial Act as a condition of granting a mistrial.
The Speedy Trial Act generally requires that a trial begin "within 70 days of the filing of an information or indictment or the defendant's initial appearance." Zedner v. United States, 547 U.S. 489, 497, 126 S.Ct. 1976, 164 L.Ed.2d 749 (2006) (citing 18 U.S.C. § 3161(c)(1)). In the event of a mistrial, the Act provides that a new trial must begin within 70 days "from the date the action occasioning the retrial becomes final."
Under the Act, if a defendant makes a timely motion to dismiss, the remedy for a violation of the Act is dismissal of the information or indictment. See 18 U.S.C. § 3162(a)(2) ("If a defendant is not brought to trial within the time limit required by section 3161(c) as extended by section 3161(h), the information or indictment shall be dismissed on motion of the defendant."). The district court retains discretion to determine under the factors set forth in Section 3162(a)(2) whether the dismissal should be entered with or without prejudice. Id. Significantly, the Act contains a provision (the waiver provision) stating that the "[f]ailure of the defendant to move for dismissal prior to trial or entry of a plea of guilty or nolo contendere shall constitute a waiver of the right to dismissal under this section." Id. (emphasis added).
In Zedner, the Supreme Court further explained that although a defendant may not waive future application of the Act, a waiver nevertheless will result by operation of the statutory waiver provision if the defendant fails to move to dismiss the indictment before the new trial begins. See id. at 502, 126 S.Ct. 1976 (citing 18 U.S.C. § 3162(a)(2)). The Court observed that this statutory waiver provision serves several purposes, including preserving judicial resources by "ensuring that an expensive and time-consuming trial will not be mooted by a late-filed motion under the Act," preventing "undue defense gamesmanship," and assigning to defendants the responsibility of identifying violations of the Act. Id. at 502-03, 126 S.Ct. 1976.
We have applied this principle from Zedner and the plain language of Section 3162(a)(2), observing that a defendant's failure to make a timely motion to dismiss an indictment before the start of a new trial constitutes a waiver of the defendant's right to assert a violation of the Speedy Trial Act. United States v. Henry, 538 F.3d 300, 304 (4th Cir.2008); cf. United States v. Cherry, 720 F.3d 161, 165-66 (4th Cir.2013) (holding that a failure to file a motion to dismiss for a violation of the speedy indictment provision of the Act results in the same outcome, waiver, as a failure to timely raise a violation of the Act's speedy trial provision). To date, however, we have not addressed the question in a published decision whether plain error review is available to consider asserted violations of the Act not timely raised in the district court.
Answering that question here, we hold that plain error review is not available for consideration of Speedy Trial Act claims that were not timely asserted in the district court. This conclusion is required by the express language of the waiver provision, which states that the failure to file a motion to dismiss before trial "shall" constitute a "waiver of the right to dismissal" under the Act. 18 U.S.C. § 3162(a)(2). Under the unambiguous
Our holding is in accord with the nearly unanimous views of our sister circuits that have considered this issue. In reaching their respective holdings, our sister circuits also have relied on the express language of Section 3162(a)(2). See United States v. Littrice, 666 F.3d 1053, 1059 (7th Cir.2012) (rejecting defendant's argument that the court should review for plain error an assertion that the Act was violated, despite defendant's failure to move to dismiss in the district court); United States v. Abad, 514 F.3d 271, 274 (2d Cir.2008) (per curiam) (same); United States v. Spagnuolo, 469 F.3d 39, 46 (1st Cir.2006) (same); United States v. Gamboa, 439 F.3d 796, 804 (8th Cir.2006) (same); United States v. Gomez, 67 F.3d 1515, 1519-20 (10th Cir.1995) (same); see also United States v. Reagan, 725 F.3d 471, 486-87 (5th Cir.2013) (declining to consider defendant's argument that the Act was violated in the absence of a motion to dismiss in the district court, but considering under the plain error standard of review defendant's argument asserting a violation of the Sixth Amendment's speedy trial provision that was not raised at trial); United States v. McDaniel, 631 F.3d 1204, 1209 n. 2 (11th Cir.2011) (same).
As the Seventh Circuit observed in Littrice, plain error review is unavailable because the express language of Section 3162(a)(2) specifies that a violation not timely asserted before a new trial begins is waived, rather than merely forfeited. 666 F.3d at 1059; see also United States v. Hassebrock, 663 F.3d 906, 912 (7th Cir. 2011) (observing that "the Act sets forth waiver as the sole consequence for failing to assert the claim below"); United States v. Morgan, 384 F.3d 439, 443 (7th Cir. 2004) (the Act is clear that "a defendant's failure to move to dismiss the indictment constitutes a waiver-not a forfeiture-of his rights under the Act"). Similarly, the Tenth Circuit in Gomez noted that the Act "unequivocally provides" that waiver results from a defendant's failure to move for dismissal prior to trial.
We reiterate that the plain language of Section 3162(a)(2) is unequivocal in requiring that a defendant move for dismissal of an indictment before the beginning of a new trial or suffer a statutorily imposed waiver of rights under the Act. Accordingly, we conclude that we may not review for plain error Mosteller's argument asserting a violation of the Act.
For these reasons, we affirm the district court's judgment.
AFFIRMED.